Gehalt für die Stelle «Compliance Officer» in Baar, ZG

You will help lead key projects, optimise processes, and ensure the consistent implementation of compliance standards aligned with the GECP, with sensitivity to…

Conducting compliance risk assessments and elaborating an annual compliance plan; A compliance qualification for example ACAMS or a Masters in a related field…

The role supports front-office teams and management with compliance advisory, regulatory interpretation, and the development of compliant policies, procedures,…

vor 8 Tagen

Tooling: Own grape's compliance tooling, driving automation and process improvements to build a scalable compliance function.

vor 12 Tagen

Monitor employee personal account dealing and staff transactions. Review client transactions/documentation to ensure compliance with duty of information,…

Identifying and investigating serious cases of non-compliance. Knowledge of the Swiss regulatory environment, particularly AML regulations, and client…