20 beste Stellen als compliance officer – aktuell auf Personalsuche

Flying Client Service Officer – EAM Geneva
SYZ GROUP —Genf, GE
5 Std.
CEO - MBI Program - (Operating Partner)
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- Bachelor
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Batgroup —Lausanne, VD
- 100%
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Compliance Officer - Onboarding Corporate (9 months contract)
Swissquote Bank —Gland, VD
- Management-Erfahrung
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- Englisch
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(Senior) Compliance Officer Financial Crime Investigation 80-100% (w/m/d)
BENDURA BANK AG —Gamprin-Bendern, LI
- Englisch
- Pensionskasse
Flying Client Service Officer
SYZ GROUP —Genf, GE
- Englisch
- Erfahrung in der IT
Quality Officer
ADM —Rolle, VD
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- Englisch
- Microsoft Office
Chief Financial Officer
Snapbau —Bogis-Bossey, VD
- CHF 113’600.16 - CHF 168’070.90 pro Jahr
- Management-Erfahrung
- Englisch
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- Kostenloser Parkplatz
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Administrative Officer (P)
International Organization for Migration —Genf, GE
- 100%
- Microsoft Powerpoint
- Microsoft Word
- Spanisch
12 Std.
ADMINISTRATIVE OFFICER, P4
United Nations —Genf, GE
- Spanisch
- Management-Erfahrung
- Englisch
Information Security Officer (m/f/x) (80–100%)
Threema GmbH —Freienbach, SZ
- 100%
- Hybrides Arbeiten
- Englisch
- Erfahrung in der IT
- Linux
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Senior Compliance Officer
AMINA Group —Zug, ZG
- 100%
- Management-Erfahrung
- Englisch
- Analysefähigkeit
Direkt bewerben
7 Std.
Senior Compliance Officer 100% Schwerpunkte interne Kontrollen und Reporting
Hypothekarbank Lenzburg —Lenzburg, AG
- 100%
- Homeoffice
- Englisch
- Master
- Bachelor
- Homeoffice-Möglichkeit
Administrative Officer (P)
Iom Usrap Dc —Genf, GE
- 100%
- Microsoft Powerpoint
- Microsoft Word
- Spanisch
14 Std.
Chief Executive Officer
Dazzle: Commercial & Office Cleaning | London —Linthal, GL
- Homeoffice
- Microsoft Outlook
- Management-Erfahrung
- Master
Direkt bewerben
Chief Investment Officer ( CIO )
Polyxena Energy AG —Baar, ZG
- Ab CHF 240’000 pro Jahr
- 100%
- Hybrides Arbeiten
- Management-Erfahrung
- Doktorat
- Englisch
- Homeoffice-Möglichkeit
Direkt bewerben
9 Tage
CFO (Chief Financial Officer) - SME
Essence Investment AG —Zwingen, BL
- 100%
- Management-Erfahrung
- Englisch
- Bachelor
Direkt bewerben
Tax compliance officer (60-100%)
Altenburger Ltd legal tax‍ —Zürich, ZH
- Englisch
Safety Officer (SiBe) / HSE Officer
Ecolab —Witterswil, SO
- 100%
- Management-Erfahrung
- Englisch
- Microsoft Office
- Aufstiegsmöglichkeiten
(Junior) Security Officer
Prime21 AG —Zürich, ZH
- Englisch
- Master
- Bachelor

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Flying Client Service Officer – EAM Geneva

SYZ GROUP
Genf, GE

Jetzt bewerben

Details zur Stelle

vor 5 Stunden

Qualifikationen

Anwaltsassistenz

Vollständige Stellenbeschreibung

Within the SIM (External Asset Managers) team, this dual-focus role combines the documentary rigour of due diligence / compliance with front-office operational execution serving External Asset Managers (EAMs) and their underlying clients.

The role holder primarily ensures the preparation and verification of the documentary compliance of account openings, together with the follow-up of the periodic KYC review cycle for the EAM perimeter and handles the processing of orders and payments on behalf of the Desk.

This position offers an ideal bridge for a junior Compliance Officer / Due Diligence Officer wishing to move into a Front role.

The role holder interacts, as needed, with each Relationship Manager of the Desk.

The role holder is under the responsibility of the Chief of Staff SIM.

Responsabilités principales

Account opening & KYC documentary compliance

Prepare and verify the documentary compliance of account openings for new EAM clients — private accounts, companies, operational companies as well as complex structures such as trusts and foundations — in collaboration with the External Asset Managers and the Desk, as well as for account changes to existing clients
Create and maintain client records within the relevant internal database and document management system, ensuring the completeness and formal consistency of files
Verify the completeness and formal consistency of files, identify documentary points of attention and follow them through to resolution
Report documentary deficiencies to the relevant Relationship Manager and ensure timely remediation
Ensure the follow-up and update of periodic reviews (PEP, Low Risk and High Risk reviews), under the responsibility of the Chief of Staff SIM
Ensure rigorous monitoring and upkeep of client documentation throughout the relationship, in line with internal and external regulations (AML, FINMA, FATCA)
Support the Desk in client documentation update exercises (remediation campaigns, recertifications, documentary compliance updates)

Order & payment processing (Front)

Process payments and transfers in an accurate and timely manner, ensuring that call-backs are carried out systematically, and provide support for other types of transactions as required
Execute and monitor clients’ instructions and investment orders across asset classes (equities, bonds, funds, hedge funds and private equity), as well as Cash and FX transactions, in line with internal procedures and authority limits
Manage fiduciary deposit and loan placements and renewals, and provide support on other transaction types as required
Answer incoming calls and ensure that prompt action is always taken

Service & cross-functional support

Assist the desk in the day-to-day client servicing and the handling of administrative and operational requests
Interact, as needed, with each Relationship Manager of the Desk to cover the full perimeter and ensure continuity of service
Maintain and update client instructions, details and preferences
Build a close relationship with the main internal partners (Central File, Middle Office, Risk & Control functions, etc.) to ensure operational efficiency
Prepare reports at the request of the clients, the line manager or other authorized persons

Risk & compliance

Understand Syz’s risk management framework and become familiar with risk responsibilities within the team
Ensure continuous adherence to legal guidelines, internal regulations & policies, as well as regulatory compliance requirements
Maintain appropriate knowledge to remain fully qualified for the role and complete all mandatory training required to gain and maintain the required level of competency

Profil

Education: Education in banking and/or finance; a paralegal, legal or compliance background is an asset

Professional experience required: 3 to 4 years of experience in private banking, ideally in a Compliance / Due Diligence function (junior Compliance Officer) with a clear ambition to move into a Front role.

Solid command of KYC, onboarding, file and form controls (CDB 20) and administrative documentation; initial exposure to cash management, transaction processing and investment products is an asset.

Jetzt bewerben

Erweiterte Suche

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