20 beste Stellen als compliance officer – aktuell auf Personalsuche

Flying Client Service Officer – EAM Geneva
SYZ GROUP —Genf, GE
2 Tage
Business Compliance & Liaison Officer (contrat à durée limitée 18 mois)
PICTET —Genf, GE
- Englisch
- Microsoft Office
- Bachelor
(Senior) Compliance Officer GwG 80 – 100%
St.Galler Kantonalbank AG —St. Gallen, SG
- 100%
4 Tage
ICT Administrative Officer
World Intellectual Property Organization —Genf, GE
- CHF 64’121 - CHF 122’279 pro Jahr
- Homeoffice
- Oracle
- Management-Erfahrung
- PMP
5 Tage
Compliance, Risk & Regulatory Control Officer (100%)
Bank CIC (Schweiz) AG —Fribourg, FR
- 100%
- Englisch
2 Tage
Compliance Officer
Agius & Partners —Genf, GE
- 100%
- Management-Erfahrung
- Englisch
- Bachelor
Direkt bewerben
Project Management Officer & Business Analyst (80-100%)
BELIMO Automation AG —Hinwil, ZH
- Englisch
- Analysefähigkeit
Compliance Officer Transaction Monitoring - Temporary 6 months
UNION BANCAIRE PRIVÉE, UBP SA —Genf, GE
- 100%
- Englisch
- Analysefähigkeit
- Kommunikationsfähigkeit
Senior Compliance Officer 100%
Hypothekarbank Lenzburg —Lenzburg, AG
- 100%
- Homeoffice
- Englisch
- Master
- Bachelor
- Homeoffice-Möglichkeit
Deputy Compliance Officer - Onboarding Private (5 months)
Swissquote Bank —Gland, VD
- 100%
- Englisch
- Master
- Bachelor
Direkt bewerben
Compliance Officer - Onboarding Corporate (9 months contract)
Swissquote Bank —Gland, VD
- Management-Erfahrung
- Schreibfähigkeiten
- Englisch
Direkt bewerben
Investment Compliance Officer (w/m/d)
VP Bank AG —Vaduz, LI
- 100%
- Microsoft Excel
- Englisch
4 Tage
Senior Compliance Officer
AMINA Group —Zug, ZG
- 100%
- Management-Erfahrung
- Englisch
- Analysefähigkeit
Direkt bewerben
3 Tage
Quality Officer
ADM —Rolle, VD
- Laborerfahrung
- Englisch
- Microsoft Office
Senior Compliance Officer 100% Schwerpunkte interne Kontrollen und Reporting
Hypothekarbank Lenzburg —Lenzburg, AG
- 100%
- Homeoffice
- Englisch
- Master
- Bachelor
- Homeoffice-Möglichkeit
Flying Client Service Officer
SYZ GROUP —Genf, GE
- Englisch
- Erfahrung in der IT
SECURITY COORDINATION OFFICER, P4
United Nations —Genf, GE
- Management-Erfahrung
- Militär
- Schreibfähigkeiten
2 Tage
Group Chief Operating Officer (COO)
Batgroup —Lausanne, VD
- 100%
- Hybrides Arbeiten
- Reinigung
- Pensionskasse
Direkt bewerben
Human Resources Officer, P.3 (Fixed-term - 1 year)
United Nations Development Programme (UNDP) —Genf, GE
- Ab CHF 71’335 pro Jahr
- 100%
- Spanisch
- Oracle
- Schreibfähigkeiten
9 Tage
Administrative Officer (P)
International Organization for Migration —Genf, GE
- 100%
- Microsoft Powerpoint
- Microsoft Word
- Spanisch
3 Tage

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Flying Client Service Officer – EAM Geneva

SYZ GROUP
Genf, GE

Jetzt bewerben

Details zur Stelle

vor 2 Tagen

Qualifikationen

Anwaltsassistenz

Vollständige Stellenbeschreibung

Within the SIM (External Asset Managers) team, this dual-focus role combines the documentary rigour of due diligence / compliance with front-office operational execution serving External Asset Managers (EAMs) and their underlying clients.

The role holder primarily ensures the preparation and verification of the documentary compliance of account openings, together with the follow-up of the periodic KYC review cycle for the EAM perimeter and handles the processing of orders and payments on behalf of the Desk.

This position offers an ideal bridge for a junior Compliance Officer / Due Diligence Officer wishing to move into a Front role.

The role holder interacts, as needed, with each Relationship Manager of the Desk.

The role holder is under the responsibility of the Chief of Staff SIM.

Responsabilités principales

Account opening & KYC documentary compliance

Prepare and verify the documentary compliance of account openings for new EAM clients — private accounts, companies, operational companies as well as complex structures such as trusts and foundations — in collaboration with the External Asset Managers and the Desk, as well as for account changes to existing clients
Create and maintain client records within the relevant internal database and document management system, ensuring the completeness and formal consistency of files
Verify the completeness and formal consistency of files, identify documentary points of attention and follow them through to resolution
Report documentary deficiencies to the relevant Relationship Manager and ensure timely remediation
Ensure the follow-up and update of periodic reviews (PEP, Low Risk and High Risk reviews), under the responsibility of the Chief of Staff SIM
Ensure rigorous monitoring and upkeep of client documentation throughout the relationship, in line with internal and external regulations (AML, FINMA, FATCA)
Support the Desk in client documentation update exercises (remediation campaigns, recertifications, documentary compliance updates)

Order & payment processing (Front)

Process payments and transfers in an accurate and timely manner, ensuring that call-backs are carried out systematically, and provide support for other types of transactions as required
Execute and monitor clients’ instructions and investment orders across asset classes (equities, bonds, funds, hedge funds and private equity), as well as Cash and FX transactions, in line with internal procedures and authority limits
Manage fiduciary deposit and loan placements and renewals, and provide support on other transaction types as required
Answer incoming calls and ensure that prompt action is always taken

Service & cross-functional support

Assist the desk in the day-to-day client servicing and the handling of administrative and operational requests
Interact, as needed, with each Relationship Manager of the Desk to cover the full perimeter and ensure continuity of service
Maintain and update client instructions, details and preferences
Build a close relationship with the main internal partners (Central File, Middle Office, Risk & Control functions, etc.) to ensure operational efficiency
Prepare reports at the request of the clients, the line manager or other authorized persons

Risk & compliance

Understand Syz’s risk management framework and become familiar with risk responsibilities within the team
Ensure continuous adherence to legal guidelines, internal regulations & policies, as well as regulatory compliance requirements
Maintain appropriate knowledge to remain fully qualified for the role and complete all mandatory training required to gain and maintain the required level of competency

Profil

Education: Education in banking and/or finance; a paralegal, legal or compliance background is an asset

Professional experience required: 3 to 4 years of experience in private banking, ideally in a Compliance / Due Diligence function (junior Compliance Officer) with a clear ambition to move into a Front role.

Solid command of KYC, onboarding, file and form controls (CDB 20) and administrative documentation; initial exposure to cash management, transaction processing and investment products is an asset.

Jetzt bewerben

Erweiterte Suche

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