20 beste Stellen als of compliance in zürich, zh – aktuell auf Personalsuche

Compliance Officer
Banco Itaú Suisse —Zürich, ZH
- Management-Erfahrung
- Microsoft Office
- Bachelor
Direkt bewerben
Financial Crime Compliance Officer in the Area of Financial Intelligence 100% (f/m/d)
Julius Baer —Zürich, ZH
- 100%
- Englisch
- Microsoft Office
- Master
Compliance Investigation – Fraud Prevention & Detection Specialist 80-100% (f/m/d)
Julius Baer —Zürich, ZH
- Englisch
- Master
- Analysefähigkeit
3 Tage
Compliance Officer - Governance & Policies 100% (f/m/d)
Julius Baer —Zürich, ZH
- 100%
- Microsoft Powerpoint
- Microsoft Excel
- Englisch
Client Engagement Administrative Employee
KPMG Switzerland —Zürich, ZH
- 100%
- Homeoffice
- Englisch
- Dateneingabe
- Kommunikationsfähigkeit
- Homeoffice-Möglichkeit
- Eltern-/Erziehungsurlaub
7 Std.
Trainee Regulatory Compliance (m/w/d)
Zimmer Biomet —Winterthur, ZH
- 100%
- Microsoft Office
Compliance Operations Officer
Glencore —Zug, ZG
- 100%
- Englisch
- Analysefähigkeit
- Projektmanagement
- Kostenloser Parkplatz
- Eltern-/Erziehungsurlaub
Compliance Officer / MLRO Switzerland & Liechtenstein
Keyrock —Zürich, ZH
- 100%
- Homeoffice
- Management-Erfahrung
- Master
- Recruiting
Compliance Officer - Intermediaries 100% (f/m/d)
Julius Baer —Zürich, ZH
- 100%
- Schreibfähigkeiten
- Englisch
- Microsoft Office
External Workforce Sourcing Process Supporter 80% - 100% (f/m/d) - (Contract through our external payroll partner with immediate start until 31.01.2027 with possible extension)
Julius Baer —Zürich, ZH
- Microsoft Powerpoint
- Microsoft Excel
- Management-Erfahrung
1 Tag
Compliance Officer
grape insurance AG —Zürich, ZH
- 100%
- Hybrides Arbeiten
- Englisch
- Eltern-/Erziehungsurlaub
Direkt bewerben
3 Tage
CEO - MBI Program - (Operating Partner)
All interests aligned AG —Zürich, ZH
- 100%
- Homeoffice
- Management-Erfahrung
- Bachelor
Assistent:in – Office of the General Counsel
KPMG Schweiz —Zürich, ZH
- 100%
- Microsoft Powerpoint
- Microsoft Excel
- Englisch
2 Tage
Head of Risk
On AG —Zürich, ZH
- Englisch
- Analysefähigkeit
- Erfahrung in der IT
8 Tage
Payments Investigations Specialist 80 - 100% (f/m/d)
Julius Baer —Zürich, ZH
- Englisch
Assistant (80-100%), Executive & Enterpreneurs Team (fixed term contract of 12 months)
Rothschild & Co —Zürich, ZH
- Englisch
- Microsoft Office
- Maturität
Delivery Consultant - Security, Risk and Compliance, Professional Services, Professional Services
AWS EMEA SARL (Switzerland Branch) - G96 —Zürich, ZH
- 100%
- AWS
10 Std.
CRA Switzerland
サイネオス・ヘルス —Zürich, ZH
- Homeoffice
- Englisch
- Bachelor
- PC-Kenntnisse
Executive Assistant, Global Commercial Organization
Logitech —Zürich, ZH
- 100%
- Englisch
- Organisationstalent
- Kommunikationsfähigkeit
- Homeoffice-Möglichkeit
1 Tag
Manager Quality System & Regulatory Compliance
Abbott Laboratories —Zürich, ZH
- 100%
- Management-Erfahrung
- Englisch
- Master

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Compliance Officer

Banco Itaú Suisse
Zürich, ZH

Direkt bewerben

Details zur Stelle

Festanstellung

Qualifikationen

Management-Erfahrung
Microsoft Office
Bachelor
Kommunikationsfähigkeit

Vollständige Stellenbeschreibung

The position the Regulatory Compliance Officer supports the Regulatory Compliance function in ensuring adherence to Swiss regulatory requirements applicable to Private Banking, with a focus on Market Conduct, FIDLEG, Cross-Border activities, Third Parties oversight and Client Tax compliance (FATCA/CRS).

Key Responsibilities

Market Conduct

Monitor employee personal account dealing and staff transactions.
Support surveillance activities related to market abuse and conduct risk.
Contribute to conduct-related reporting and control testing.

FIDLEG / FINSA

Support client classification and reclassification processes (opt-up/opt-down).
Review client transactions/documentation to ensure compliance with duty of information, suitability requirements.
Assist in monitoring best execution and conflict of interest frameworks.
Provide regulatory guidance to Front Office on FIDLEG-related matters.

Cross-Border

Assess cross-border implications in client onboarding and account maintenance.
Support review of employee travel activities and cross-border servicing restrictions.
Maintain cross-border country guidelines and provide regulatory advice.

Third Parties & Client Tax

Support outsourcing and vendor arrangements from a regulatory perspective.
Assist in FATCA and CRS oversight, mainly documentation reviews and ongoing monitoring.
Contribute to regulatory reporting and remediation processes where required.

Reporting Committees

Assist to prepare reports, KRIs and other indicators to the regulatory compliance committees.

Qualifications & Special knowledge and skills required:

- - Minimum 3-5 years experience in Compliance functions within Private Banking
  - Experience with regulatory projects
  - FATCA, CRS related experience is an assets
  - Excellent Microsoft Office skills
  - Knowledge of Latin American markets is an asset

Knowledge of Swiss regulatory framework applicable to Private Banking & wealth management

- - Knowledge of financial products and regulatory requirements
  - Team player and pro-active, willing to take responsibility
  - Suits well in an international environment
  - Strong intercultural and interpersonal skills
  - Seeks to join the collaborative working environment of a dynamic international team and to share experience acquired to excel as a team
  - Exceptional communication skills
  - Very Good interpersonal relationship
  - University degree in Law or Business Administration or relevant experience by means of a Banking education with additional Compliance focused certifications
  - Compliance Degree (DAS or similar)

Direkt bewerben

Erweiterte Suche

of compliance Jobs in zürich, zh

Compliance Officer

Financial Crime Compliance Officer in the Area of Financial Intelligence 100% (f/m/d)

Compliance Investigation – Fraud Prevention & Detection Specialist 80-100% (f/m/d)

Compliance Officer - Governance & Policies 100% (f/m/d)

Client Engagement Administrative Employee

Trainee Regulatory Compliance (m/w/d)

Compliance Operations Officer

Compliance Officer / MLRO Switzerland & Liechtenstein

Compliance Officer - Intermediaries 100% (f/m/d)

External Workforce Sourcing Process Supporter 80% - 100% (f/m/d) - (Contract through our external payroll partner with immediate start until 31.01.2027 with possible extension)

Compliance Officer

CEO - MBI Program - (Operating Partner)

Assistent:in – Office of the General Counsel

Head of Risk

Payments Investigations Specialist 80 - 100% (f/m/d)

Assistant (80-100%), Executive & Enterpreneurs Team (fixed term contract of 12 months)

Delivery Consultant - Security, Risk and Compliance, Professional Services, Professional Services

CRA Switzerland

Executive Assistant, Global Commercial Organization

Manager Quality System & Regulatory Compliance

Ich möchte aktuelle Job-E-Mails für Stellen als of compliance in zürich, zh erhalten

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Weitere Job-Standorte erkunden

Key Responsibilities

Market Conduct

FIDLEG / FINSA

Cross-Border

Third Parties & Client Tax

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