20 beste Stellen als compliance asset management in zürich zh – aktuell auf Personalsuche

Compliance Officer
Banco Itaú Suisse —Zürich, ZH
- Management-Erfahrung
- Microsoft Office
- Bachelor
Direkt bewerben
Procurement Specialist (Third-Party Risk Management)
Rothschild & Co —Zürich, ZH
- 100%
- Bachelor
- Kommunikationsfähigkeit
Financial Crime Compliance Officer in the Area of Financial Intelligence 100% (f/m/d)
Julius Baer —Zürich, ZH
- 100%
- Englisch
- Microsoft Office
- Master
Assistant Manager / Manager Audit & Assurance Financial Services - Banking & Asset Management
Forvis Mazars —Zürich, ZH
- 100%
- Englisch
- Teamleitung
- Weiterbildungsprogramme
Compliance Officer - Intermediaries 100% (f/m/d)
Julius Baer —Zürich, ZH
- 100%
- Schreibfähigkeiten
- Englisch
- Microsoft Office
Compliance Officer / MLRO Switzerland & Liechtenstein
Keyrock —Zürich, ZH
- 100%
- Homeoffice
- Management-Erfahrung
- Master
- Recruiting
Software Engineer in Asset Management (m/w/d)
Zürcher Kantonalbank —Zürich, ZH
- 100%
- SQL
- Softwareentwicklung
- Linux
Head of Compliance
Cambridge Associates LLC —Zürich, ZH
- CHF 127’100 - CHF 172’900 pro Jahr
- 100%
- Management-Erfahrung
- Englisch
- Master
Associate III - IT Asset Management
UST Global —Zürich, ZH
- Windows
- Kommunikationsfähigkeit
- Python
Asset Management: Sales Support Institutional Sales - Part Time
JPMorganChase —Zürich, ZH
- Teilzeit
- Microsoft Powerpoint
- Microsoft Excel
- Englisch
20 Std.
Aufsichtsexperte Asset Management (m/w/d)
FINMA —Zürich, ZH
- Englisch
- Organisationstalent
Compliance Operations Officer
Glencore —Zug, ZG
- 100%
- Englisch
- Analysefähigkeit
- Projektmanagement
- Kostenloser Parkplatz
- Eltern-/Erziehungsurlaub
Compliance Officer
grape insurance AG —Zürich, ZH
- 100%
- Hybrides Arbeiten
- Englisch
- Eltern-/Erziehungsurlaub
Direkt bewerben
3 Tage
End User Services (EUS) Specialist - Zurich - Onsite (Associate II - IT Asset Management)
UST Global —Zürich, ZH
- Windows
- Vor Ort
- Kommunikationsfähigkeit
Senior Associate – IFRS Audit (Asset Management)
PwC —Zürich, ZH
- 100%
- Englisch
- Analysefähigkeit
- Rechnungswesen
13 Tage
Senior Audit & Assurance – Banking & Asset Management
Forvis Mazars —Zürich, ZH
- 100%
- Englisch
- Master
- Bachelor
Marketing Specialist (Wealth Management – U.S. Clients) (100%)
Vontobel Holding AG —Zürich, ZH
- 100%
- Management-Erfahrung
- Englisch
- Kommunikationsfähigkeit
2 Tage
Lawyer - Cross-Border Regulations (Legal, Regulatory & Compliance) - Financial Services
EY —Zürich, ZH
- Doktorat
- Englisch
- Master
Manager Audit & Assurance-Asset Management
Emgage —Zürich, ZH
- CHF 130’000 - CHF 140’000 pro Jahr
- 100%
- Englisch
- Rechnungswesen
Direkt bewerben
Audit - Senior Associate / Assistant Manager - Private Equity / Asset Management - 80-100 %
PwC —Zug, ZG
- Englisch
- Analysefähigkeit
- Bachelor
9 Tage

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Compliance Officer

Banco Itaú Suisse
Zürich, ZH

Direkt bewerben

Details zur Stelle

Festanstellung

Qualifikationen

Management-Erfahrung
Microsoft Office
Bachelor
Kommunikationsfähigkeit

Vollständige Stellenbeschreibung

The position the Regulatory Compliance Officer supports the Regulatory Compliance function in ensuring adherence to Swiss regulatory requirements applicable to Private Banking, with a focus on Market Conduct, FIDLEG, Cross-Border activities, Third Parties oversight and Client Tax compliance (FATCA/CRS).

Key Responsibilities

Market Conduct

Monitor employee personal account dealing and staff transactions.
Support surveillance activities related to market abuse and conduct risk.
Contribute to conduct-related reporting and control testing.

FIDLEG / FINSA

Support client classification and reclassification processes (opt-up/opt-down).
Review client transactions/documentation to ensure compliance with duty of information, suitability requirements.
Assist in monitoring best execution and conflict of interest frameworks.
Provide regulatory guidance to Front Office on FIDLEG-related matters.

Cross-Border

Assess cross-border implications in client onboarding and account maintenance.
Support review of employee travel activities and cross-border servicing restrictions.
Maintain cross-border country guidelines and provide regulatory advice.

Third Parties & Client Tax

Support outsourcing and vendor arrangements from a regulatory perspective.
Assist in FATCA and CRS oversight, mainly documentation reviews and ongoing monitoring.
Contribute to regulatory reporting and remediation processes where required.

Reporting Committees

Assist to prepare reports, KRIs and other indicators to the regulatory compliance committees.

Qualifications & Special knowledge and skills required:

- - Minimum 3-5 years experience in Compliance functions within Private Banking
  - Experience with regulatory projects
  - FATCA, CRS related experience is an assets
  - Excellent Microsoft Office skills
  - Knowledge of Latin American markets is an asset

Knowledge of Swiss regulatory framework applicable to Private Banking & wealth management

- - Knowledge of financial products and regulatory requirements
  - Team player and pro-active, willing to take responsibility
  - Suits well in an international environment
  - Strong intercultural and interpersonal skills
  - Seeks to join the collaborative working environment of a dynamic international team and to share experience acquired to excel as a team
  - Exceptional communication skills
  - Very Good interpersonal relationship
  - University degree in Law or Business Administration or relevant experience by means of a Banking education with additional Compliance focused certifications
  - Compliance Degree (DAS or similar)

Direkt bewerben

Erweiterte Suche

compliance asset management Jobs in zürich zh

Compliance Officer

Procurement Specialist (Third-Party Risk Management)

Financial Crime Compliance Officer in the Area of Financial Intelligence 100% (f/m/d)

Assistant Manager / Manager Audit & Assurance Financial Services - Banking & Asset Management

Compliance Officer - Intermediaries 100% (f/m/d)

Compliance Officer / MLRO Switzerland & Liechtenstein

Software Engineer in Asset Management (m/w/d)

Head of Compliance

Associate III - IT Asset Management

Asset Management: Sales Support Institutional Sales - Part Time

Aufsichtsexperte Asset Management (m/w/d)

Compliance Operations Officer

Compliance Officer

End User Services (EUS) Specialist - Zurich - Onsite (Associate II - IT Asset Management)

Senior Associate – IFRS Audit (Asset Management)

Senior Audit & Assurance – Banking & Asset Management

Marketing Specialist (Wealth Management – U.S. Clients) (100%)

Lawyer - Cross-Border Regulations (Legal, Regulatory & Compliance) - Financial Services

Manager Audit & Assurance-Asset Management

Audit - Senior Associate / Assistant Manager - Private Equity / Asset Management - 80-100 %

Ich möchte aktuelle Job-E-Mails für Stellen als compliance asset management in zürich zh erhalten

Related Searches

Weitere Job-Standorte erkunden

Key Responsibilities

Market Conduct

FIDLEG / FINSA

Cross-Border

Third Parties & Client Tax

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