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Leonteq is a Swiss fintech company and a leading marketplace for structured investment solutions. Combining capital markets expertise with proprietary technology, the company provides access to a wide range of structured investment opportunities.
Entrepreneurial thinking is central to how we work. Expertise is valued, ownership is encouraged, and employees are empowered to actively shape their areas of responsibility. Innovation and continuous improvement are part of daily life, making Leonteq a dynamic and collaborative place to grow your career.

About the role

We are seeking a motivated graduate to join our Compliance team as part of our 12-month Graduate Program.

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.

What you'll do

Support the Compliance Coverage team in the daily interaction with the Sales & Trading division, assessment of existing and prospect business relationships, ad hoc and periodic review processes
Assist in the implementation and application of Swiss regulatory requirements, including FIDLEG, FINIG, CDB 20, FinSA, FinIA, sanctions obligations, and internal compliance policies
Support lifecycle management activities for client relationships
Assist in compliance reviews, monitoring activities, and preparation of management information and reporting
Help maintain compliance databases, records, and document storage systems to ensure accurate and timely information
Support the review and maintenance of compliance-related templates, disclosures, and standard documentation used across Swiss business activities
Prepare draft compliance notes, presentations, summaries, and internal memoranda under the supervision of senior team members
Conduct regulatory and policy research to support ongoing compliance projects and initiatives.
Liaise with Front Office, Operations, Legal, Risk, and other internal stakeholders to gather information and support compliance processes
Provide administrative and analytical support for audits, regulatory inspections, remediation exercises, and other departmental initiatives

What you'll need

Master’s degree in law/ business administrations/ economics majoring in Compliance/Regulatory or similar subjects
Active interest in capital markets and regulations
Dedicated and responsible with strong team-player attitude
Independent and solution-oriented approach
Ability to work under pressure, manage own goals and set up priorities
Fluent in English
Good MS Office Skills

Nice to have

Knowledge of other languages

Why you'll love working here

Two intensive one-week off-site training classes, focusing on important aspects of early career development
Upon successful completion of the twelve-month Leonteq Graduate Program, we plan to offer you a permanent full-time employment, which will position you for a continued successful career with Leonteq
Insight opportunities across all departments to understand and build know-how in the mechanics of the structured investment product value chain

Jetzt bewerben

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